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Mary Schapiro
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#	Item
191	Microsoft Word - Goldman2 Meeting Memo.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-18 15:09:01 Subprime mortgage crisis Economy of the United States Economy of New York City Annette Nazareth Mary Schapiro Investment Goldman Sachs Rockefeller Center
192	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-17 12:37:35 Government Public administration Richard C. Breeden Mary Schapiro Schapiro
193	Comment Letter on File No. S7-12-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-13 10:34:44 Institutional investors Corporate crime U.S. Securities and Exchange Commission Mutual fund Mutual Fund Directors Forum Russell Investments Mary Schapiro Financial adviser T. Rowe Price Financial economics Investment Financial services
194	S. HRG. 111–194 FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR[removed]HEARINGS Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2011-08-31 12:30:37 Government Gary Gensler Late-2000s financial crisis U.S. Securities and Exchange Commission Mary Schapiro Dick Durbin Futures contract Securities regulation in the United States Jon Tester Commodity Futures Trading Commission Financial economics Financial regulation
195	Notice of Withdrawal of Proposed Rule Change and Amendments Nos. 1, 2, 3 and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities with Additional, Transaction-Specific Disclosures and To N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-17 07:03:19 Financial regulation Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Security Mary Schapiro World Group Securities United States securities law Financial economics Financial system
196	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]April 22, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-23 12:07:40 Financial Industry Regulatory Authority Economy of the United States Securities Exchange Act Financial system U.S. Securities and Exchange Commission New York Stock Exchange Selling away Mary Schapiro United States securities law Self-regulatory organizations Financial regulation
197	Testimony of H. David Kotz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-23 15:01:14 Financial system Securities Investor Protection Corporation Bernard Madoff Irving Picard U.S. Securities and Exchange Commission H. David Kotz Inspector General Mary Schapiro Madoff investment scandal Finance Business
198	From: Duane Thompson Sent: Monday, March 10, 2014 4:12 PM To: OFM Performance and Planning Subject: Comment Letter on Five-Year Plan To whom it may concern: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-02 15:42:47 United States securities law Corporate crime U.S. Securities and Exchange Commission Registered Investment Advisor Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Mary Schapiro Financial Industry Regulatory Authority Investment Advisor Law Business Finance
199	Testimony of H. David Kotz Inspector General of the Securities and Exchange Commission Before the Subcommittee on Oversight and Investigations, Committee on Financial Services Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-23 15:01:16 Corporate crime U.S. Securities and Exchange Commission United States securities law United States corporate law H. David Kotz Naked short selling Insider trading Mary Schapiro Christopher Cox Business Economics Financial system
200	Teachers Workshop Program Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-19 17:29:21 Financial regulation Financial Industry Regulatory Authority Government Economy of the United States Commodity Futures Trading Commission Mary Schapiro NYSE Euronext Self-regulatory organizations Elisse B. Walter U.S. Securities and Exchange Commission